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US SEC enforcement penalties fell in FY2023 even as industry bars rose -official

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US SEC enforcement penalties fell in FY2023 even as industry bars rose -official

The U.S. Securities and Exchange Commission (SEC) levied $5 billion through enforcement actions and barred more than 100 individuals from serving as company directors and officers in fiscal 2023, the agency's chair Gary Gensler said on Wednesday.

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US SEC enforcement penalties fell in FY2023 even as industry bars rose -official

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US SEC enforcement penalties fell in FY2023 even as industry bars rose -official

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